About The Regulatory Roundup
Staying Up To Date
Navigating the ever changing regulatory environment can be challenging for any industry, but especially so for financial services. Regulators are continually doing what they know best - regulating! That said, at times, it is tough to contextualize these actions and developments. This blog will (hopefully) serve as an aid to understand the most recent updates in a digestible format.
About Joe Frost
I have worked with a variety of different types of firms including: exempt reporting advisers, registered investment advisers, registered investment companies, and business development companies. I have helped them find solutions to some of the most challenging regulatory requirements. Moreover, I have a strong passion for following all regulatory items and developments that affect the industry and have wide reaching impacts. This blog is really an extension of that interest including my general thoughts and commentary on a variety of these topics.